Electronic Communication Surveillance

eComms Surveillance

Keep an eye on everything

surveillance of all electronic interactions

Think about this for a second; if you were to surveil, 检查和控制所有外部和内部的沟通, how much time would you spend? 

通过TM集团的eComms监视,您可以获得市场领先的、业务关键的合规软件和平台, 你可以完全依靠它来监视你, create notifications, alerts and reports. 

eComms Surveillance sees everything, and with some input from you, 它会提醒您,并让您知道何时以及如何应对可能的合规违规. With the detections models and the advanced workflow,您能够高效和有效地监视您的整个互动集.

它可以让你管理和升级每一个案例,只需点击一个按钮.

Connect the silos with eComms Surveillance

Financial Services and other entities, that deal with transactions and trading, 必须监视多个接触点上和几个基于竖井的应用程序中的所有交互和通信吗, 调查和监测财务数据和行为模式. 这是由于DODD Frank和MAR等当局的规定.

Data is often spread across several silos, managed by people, who don’t really communicate efficiently. This means the quality and quantity of the data, the processes, 完整性和可访问性通常因筒仓而异. 这使得合规官员很难跟踪并遵守MAR和DODD Frank法规.

这些法规要求对多个地点和不同格式的数据集进行彻底调查和深潜,以便进行所需的风险分析, investigations and monitoring.

有了eComms监视,你将得到一个人工智能驱动的虚拟合规官, that unities all datasets across all silos. eComms Surveillance performs the job in a vigilant, impactful, powerful, cost-efficient and accurate way. 这允许您的人类合规官员将重点放在实际的决策而不是研究上.

eComms Surveillance Features

Customization​

Customization​

没有任何组织是相似的,所以盈丰国际官方站根据您的需求和目标定制解决方案.

Integrated Data Surveillance​

Integrated Data Surveillance​

该解决方案连接并结合了数据集和数据源,从而实现了一个完整的端到端监控平台.

Support​

Support​

You'll be connected to expert support, 因此,您的eComms监视解决方案是调整和最适合您的需求在任何时候.

Detect with precision

eComms Behavioral Models

The behavioral models analyze, surveil and detect behavior, motivation and intention patterns, 否则就会隐藏在大量的数据和竖井中.

基于机器学习和人工智能,该解决方案主动检测结构化数据(交易数据)中的行为模式, personal information, market news, etc.)和非结构化数据(语音、短信、电子邮件、文本、电子邮件等).).

盈丰国际官方站的行为模型已经准备好了,并且有所有的北欧语言, making it easy for you to implement and get started.

当您增加内部和外部通信通道的数量时,您很可能也会获得越来越多的eComms数据. This makes work harder for any compliance officer.

Fortunately for you, 盈丰国际官方站的电子商务监视解决方案和盈丰国际官方站的专家可以为您设置一切, and customize the behavioral models for your business. 

And the best thing; the complete eComms lifecycle can be automated.

Examples of behavioral models

Market Abuse

Insider trading 当一名员工根据非盈丰国际官方站行事并通过买卖股票而获得比股票市场更大的优势时.

Front running 当经纪人在代表客户完成一笔重大购买之前自行购买某只股票,从而操纵市场时,是否属于这种情况.

Collusion is when two or more companies, who are normally in competition with one another, 串通一气来推动对产品/服务的需求. 因此,操纵市场并获得市场优势.

Information Handling

Insider information is the step before insider trading is made. It is the information that led to insider trading.

Deceptive practices 公司的代表是否故意误导或欺骗客户/客户.

Trade secrets 一个公司的信息是否可以为该公司提供竞争优势,然后被用来获得不公平的市场优势. 

Employee Misconduct

Money Laundering 是指有人试图把非法获得的钱变成合法获得的钱.

Kickbacks 是某人付给别人一笔钱以获得某种形式的市场优势吗, which then is unfairly obtained. 

Bragging 当一个经纪人真的吹嘘一个成功的交易,有价值的信息等., which will give him/her an advantage on the stock market.

customized and Advanced Workflow

电子军事防御系统监视的最新功能是先进的工作流程(read the story here). 高级工作流允许法规遵循官员分解数据竖井,并在创建过程中连接到所有相关的同事, updating, amending the datasets, in the most advanced but simple to use workflow application.

任何金融服务组织或其他受监管实体的流程和程序因组织而异. 这就是为什么所有工作流都可以定制为最适合您的业务流程. 盈丰国际官方站基于大量的数据集和行为模型来开发它们.

高级工作流是任何合规官员的宝贵盟友.

Trade reconstruction

通过使用Shield强大的专有金融背景识别(FCR)引擎,贸易重建功能确保了高效和精确的重建. 它为企业提供了一个多层次的重建堆栈,并无缝地连接eComms和交易数据.

受管制的组织可以大大提高案例管理过程中的遵从性和灵活性.

Benefits from trade reconstruction

确保交易和通信的准确数据,并应对多种法规.

确保交易和通信的准确数据,并应对多种法规.

将调查和病例管理时间从天减少到小时.

将调查和病例管理时间从天减少到小时.

Avoid huge audit fees and reputational hits

Avoid huge audit fees and reputational hits

Keep your business steady

Keep your business steady

Trade reconstruction is provided by default

Trade reconstruction is provided by default

Normalization and enrichment of all data

Normalization and enrichment of all data

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